INVESTORS CAPITAL CORP. of LYNNFIELD, MA is an SEC-registered investment adviser (CRD 30613). Regulatory assets under management: $1.6B.
| Name | Role | Location |
|---|---|---|
| BRETON BERNARD ANDRE | BD CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| ALLEN JOHN L | DIRECTOR | — |
| SHELSON MARK PAUL | TREASURER | — |
| HARRISON BRETT LAMAR | DIRECTOR | — |
| SMILEY STANLEY ROBERT | VICE PRESIDENT | — |
| ANTONIADES ADAM NICHOLAS | DIRECTOR | — |
| ANDERSON DAVID ALAN | ICAS CHIEF COMPLIANCE OFFICER | — |
| OLSON GREGORY ALAN | SECRETARY | — |
| CHARLES THEODORE EVERETT | CEO; OWNER | — |
| MURPHY TIMOTHY BOYLE | CEO & PRESIDENT; CEO / PRESIDENT / TREASURER; ICC CHIEF COMPLIANCE OFFICER (+2 more) | — |
| PRESKENIS STEVEN CHRISTOPHER | COO / LEGAL COUNSEL; LEGAL COUNSEL | — |
| WALLACE JAMES LOUIS | CHIEF OPERATIONS OFFICER AND SVP TRADING AND OPERATION PRINCIPAL; TRADING AND OPERATION PRINCIPAL | — |
| NESTOR JAMES MICHAEL | CHIEF COMPLIANCE OFFICER; ICC CHIEF COMPLIANCE OFFICER | — |
| CHARLES JANICE MARY | TREASURER | — |
| MCCRAINE SUSAN ARLENE | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| TARENTINO MELISSA | CHIEF RISK OFFICER; CHIEF RISK OFFICER AND GENERAL COUNSEL | — |
| URBANSKI THOMAS EDWARD | CHIEF TECHNOLOGY OFFICER | — |
| CATALDO JOHN GENNARO | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, BROKERAGE ICC; ICC CHIEF COMPLIANCE OFFICER | — |
| DONNELLY KATHLEEN LEE | CHIEF FINANCIAL OFFICER | — |
| BERNARD GEORGE JR | VP OF FEE BASE BUSINESS | — |
| GINOLFI CHRIS | CHIEF COMPLIANCE OFFICER, ADVISORY ICA | — |
| GINOLFI CHRISTIAN PHILLIP | CHIEF COMPLIANCE OFFICER, ADVISORY; CHIEF COMPLIANCE OFFICER, ADVISORY ICA | — |
| MCKENNA NINA SCHLOESSER | DIRECTOR | — |
| ALLEN MASON LURAY | DIRECTOR | — |