JAMES COSMO CIOCIA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2020-12-14 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2014-05-05 | 2020-12-22 | — |
| ASSET & FINANCIAL PLANNING, LTD | 2004-11-29 | 2014-05-06 | — |