ASHOK RAJAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2020-01-30 | 2024-11-14 | — |
| JANNEY MONTGOMERY SCOTT LLC | 2016-02-17 | 2020-02-06 | — |
| AWM GLOBAL ADVISORS | 2014-09-17 | 2016-02-16 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-06-09 | 2012-11-01 | — |
| PGIM INVESTMENTS LLC | 2004-07-09 | 2005-10-10 | — |