TIMOTHY THOMAS TRACY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2022-07-15 | present | Yes |
| NPB FINANCIAL GROUP, LLC | 2009-08-10 | 2022-07-15 | — |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | 2003-06-25 | 2009-08-12 | — |
| ASSOCIATED SECURITIES CORP. | 2003-06-25 | 2009-08-12 | — |
| SENTRA SECURITIES CORPORATION | 1999-01-12 | 2003-06-27 | — |