MARK RICHARD MALLER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2015-11-03 | present | Yes |
| TD PRIVATE CLIENT WEALTH LLC | 2013-05-29 | 2015-07-27 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2010-01-14 | 2013-05-16 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2009-12-17 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2001-04-17 | 2009-10-23 | — |