RICHARD STEVEN SOWELL is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with VANGUARD ADVISERS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| VANGUARD ADVISERS, INC. | 2025-09-10 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2014-01-21 | 2024-11-19 | — |
| CETERA INVESTMENT SERVICES LLC | 2013-05-09 | 2014-01-21 | — |
| AMEGY INVESTMENTS, INC. | 2004-11-03 | 2013-02-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-07-22 | 2004-10-29 | — |