SUE ANN CAPLAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with ALLIANCEBERNSTEIN L.P..
| Firm | From | To | Current |
|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | 2016-05-20 | present | Yes |
| NEUBERGER BERMAN BD LLC | 2006-10-23 | 2007-09-11 | — |