JAMES FRANCIS ATEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2020-04-23 | present | Yes |
| OSAIC INSTITUTIONS, INC. | 2018-03-09 | 2020-01-28 | — |
| BB&T INVESTMENT SERVICES, INC. | 2016-08-31 | 2017-08-15 | — |
| REALTA INVESTMENT ADVISORS, INC | 2013-07-18 | 2014-04-22 | — |
| WEIK CAPITAL MANAGEMENT | 2011-04-28 | 2012-07-23 | — |
| ATEN ASSET MANAGEMENT, INC | 2007-05-11 | 2007-09-19 | — |