PAUL HARRIS BROCK

PAUL HARRIS BROCK is an investment adviser representative (IAR) with state registration records since 1990, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC, NORTHEAST PLANNING ASSOCIATES, INC..

Registration history (6)

FirmFromToCurrent
NORTHEAST PLANNING ASSOCIATES, INC.2017-07-05presentYes
NORTHEAST PLANNING ASSOCIATES, INC.2015-11-092016-11-21
LPL FINANCIAL LLC2007-07-27presentYes
NORTHEAST PLANNING ASSOCIATES, INC.2004-07-282011-12-12
MUTUAL SERVICE CORPORATION2003-11-192004-09-29
VERAVEST INVESTMENT ADVISORS, INC.1990-02-282003-11-13

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