JAMES BRIAN CAIN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2011-08-16 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2011-08-17 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2003-04-21 | 2009-10-23 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1998-04-30 | 2003-04-22 | — |