THEODORE FRANCIS STAATS

THEODORE FRANCIS STAATS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with SECURITIES BROKERAGE SERVICES, INC, CETERA INVESTMENT ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
SECURITIES BROKERAGE SERVICES, INC2020-08-18presentYes
LPL FINANCIAL LLC2019-09-192020-08-18
CETERA WEALTH SERVICES, LLC2013-09-032019-09-25
SECURITIES BROKERAGE SERVICES, INC2012-12-112019-11-26
WALNUT STREET SECURITIES, INC.2007-07-192013-09-03
VICUS CAPITAL, INC.2005-03-112007-02-16

More