Richard Kevin Frank is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with VANGUARD ADVISERS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| VANGUARD ADVISERS, INC. | 2025-12-12 | present | Yes |
| EMPOWER ADVISORY GROUP, LLC | 2019-07-16 | 2025-11-19 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-09-18 | 2018-01-30 | — |
| KEY INVESTMENT SERVICES LLC | 2012-07-11 | 2012-07-16 | — |
| HSBC SECURITIES (USA) INC. | 2010-10-26 | 2012-07-11 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2007-09-12 | 2010-10-20 | — |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | 2004-04-15 | 2005-09-20 | — |
| OFI PRIVATE INVESTMENTS INC | 2003-01-08 | 2004-05-24 | — |