KEVIN JAMES CAPUTO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with APOLLON WEALTH MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| APOLLON WEALTH MANAGEMENT, LLC | 2024-11-04 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2016-01-15 | 2024-11-21 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-02-27 | 2016-01-21 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-07-03 | 2009-03-19 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-01-07 | 2006-07-05 | — |