ROBERT HOLMES GUNNING is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2018-02-28 | present | Yes |
| PRINCIPAL SECURITIES, INC. | 2010-02-02 | 2018-02-09 | — |
| WEDBUSH SECURITIES INC. | 2009-01-13 | 2010-01-14 | — |
| UBS FINANCIAL SERVICES INC. | 2003-11-14 | 2009-01-27 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2000-06-13 | 2003-12-11 | — |