RICHARD LOUIS GALEN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with HILLTOP SECURITIES INC..
| Firm | From | To | Current |
|---|---|---|---|
| HILLTOP SECURITIES INC. | 2015-08-21 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2015-08-25 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2002-05-16 | 2009-10-23 | — |