David Keith Cole

David Keith Cole is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..

Registration history (4)

FirmFromToCurrent
PROSPERA FINANCIAL SERVICES, INC.2026-04-20presentYes
B. RILEY WEALTH ADVISORS, INC.2022-07-272026-04-02
B. RILEY WEALTH MANAGEMENT2008-11-262022-12-31
WELLS FARGO CLEARING SERVICES, LLC2004-01-282008-11-21

More