RICHARD BRUCE PLUM is an investment adviser representative (IAR) with state registration records since 1996, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2020-09-01 | present | Yes |
| LUCIA CAPITAL GROUP | 2010-04-21 | 2020-10-09 | — |
| RJL FINANCIAL NETWORK, L.L.C. | 2004-04-22 | 2006-06-06 | — |
| THE ADVISORS GROUP, INC. | 1997-07-08 | 2002-09-30 | — |
| RAYMOND J. LUCIA COMPANIES, INC. | 1996-04-04 | 2010-12-07 | — |