JAMES NEIL FRANZEN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | 2025-05-16 | present | Yes |
| CUTTER & COMPANY, INC. | 2006-01-13 | 2025-05-16 | — |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 2004-03-30 | 2005-07-01 | — |
| A. G. EDWARDS & SONS, INC. | 1999-12-30 | 2004-03-15 | — |