CARMEN RIVERA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2026-01-16 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-06-10 | 2026-01-27 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-10-21 | 2009-05-20 | — |
| UBS FINANCIAL SERVICES INC. | 2006-05-25 | 2006-06-22 | — |
| UBS INTERNATIONAL INC. | 2002-06-06 | 2006-05-26 | — |