Eddy Han Tak Shum

Eddy Han Tak Shum is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2025-05-01presentYes
GROVE POINT ADVISORS, LLC2021-04-012025-05-01
GROVE POINT INVESTMENTS, LLC2020-12-012021-04-01
USA FINANCIAL SECURITIES LLC2010-03-092020-12-01
FIRST ALLIED ADVISORY SERVICES, INC.2007-07-052010-03-08

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