JAMES NORMAN RILEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 13 firms. Currently registered with EQUITY SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| EQUITY SERVICES, INC. | 2025-11-18 | present | Yes |
| EQUITABLE ADVISORS, LLC | 2022-07-28 | 2023-05-24 | — |
| PRUCO SECURITIES, LLC | 2021-04-27 | 2022-03-10 | — |
| ONEAMERICA SECURITIES, INC. | 2018-02-01 | 2021-05-14 | — |
| EQUITY SERVICES, INC. | 2015-04-02 | 2018-01-30 | — |
| LANTERN WEALTH ADVISORS, LLC | 2015-02-18 | 2015-04-01 | — |
| OPPENHEIMER & CO. INC. | 2013-03-05 | 2015-03-04 | — |
| SEELAUS ASSET MANAGEMENT, LLC | 2013-01-30 | 2013-03-12 | — |
| R. SEELAUS & CO., LLC | 2009-08-31 | 2013-03-12 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2008-01-16 | 2009-06-23 | — |
| TD AMERITRADE, INC. | 2008-01-16 | 2009-06-23 | — |
| WESTERN INTERNATIONAL SECURITIES, INC. | 2006-11-08 | 2008-01-15 | — |
| A. G. EDWARDS & SONS, INC. | 2005-08-23 | 2006-11-07 | — |
| MORGAN STANLEY DW INC. | 2002-05-15 | 2003-02-12 | — |