JAMES STEPHEN BAUDREAU

JAMES STEPHEN BAUDREAU is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with GREAT PLANS CAPITAL MANAGEMENT, LLC.

Registration history (6)

FirmFromToCurrent
GREAT PLANS CAPITAL MANAGEMENT, LLC2023-05-08presentYes
FOUNDATIONS INVESTMENT ADVISORS LLC2020-10-152023-03-23
FIRST ADVISORS NATIONAL, LLC2016-06-292020-09-25
REGAL INVESTMENT ADVISORS LLC2014-05-102015-10-30
OSAIC WEALTH, INC.2004-09-082008-01-30
TRANSAMERICA FINANCIAL ADVISORS, LLC2002-02-092004-08-25

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