JAY DOHRN BAUMGARDNER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-09-22 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2009-01-12 | 2016-09-30 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-04-15 | 2009-01-14 | — |
| WELLS FARGO INVESTMENTS, LLC | 2004-10-07 | 2005-05-18 | — |