DOUGLAS FOSDICK CARTER

DOUGLAS FOSDICK CARTER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with SCHWAB WEALTH ADVISORY, INC..

Registration history (10)

FirmFromToCurrent
SCHWAB WEALTH ADVISORY, INC.2024-01-09presentYes
TD AMERITRADE, INC.2017-06-122022-10-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2017-06-122023-09-07
MOLONEY SECURITIES ASSET MANAGEMENT LLC2016-05-102016-12-07
MOLONEY INVESTMENT ADVISORY LLC2016-05-102016-12-07
NATIONS FINANCIAL GROUP, INC.2013-04-232016-05-02
MOLONEY SECURITIES CO., INC.2012-04-032013-03-15
NATIONS FINANCIAL GROUP, INC.2010-02-252012-05-04
AMERICAN INDEPENDENT SECURITIES GROUP, LLC2005-10-192009-08-05
TD AMERITRADE, INC.2003-07-312004-11-10

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