NICHOLAS JAMES BERTHA

NICHOLAS JAMES BERTHA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with HAMPSHIRE FAMILY OFFICE.

Registration history (4)

FirmFromToCurrent
HAMPSHIRE FAMILY OFFICE2023-06-21presentYes
DOMINARI SECURITIES LLC2012-06-072022-11-30
CREDIT SUISSE SECURITIES (USA) LLC2006-09-272008-05-08
ROBERTSON STEPHENS, INC.2001-04-132002-07-25

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