DIANA CATHERINE ROGERS is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2025-03-31 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2022-05-25 | 2025-03-19 | — |
| UBS FINANCIAL SERVICES INC. | 2016-06-21 | 2022-05-26 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2016-03-10 | 2016-06-24 | — |