Nicholas L Max is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with EDWARD D. JONES & CO., L.P..
| Firm | From | To | Current |
|---|---|---|---|
| EDWARD D. JONES & CO., L.P. | 2025-05-27 | present | Yes |
| VANGUARD ADVISERS, INC. | 2022-03-17 | 2024-10-31 | — |
| EMPOWER ADVISORY GROUP, LLC | 2020-01-02 | 2022-03-09 | — |
| SCHWAB WEALTH ADVISORY, INC. | 2016-04-26 | 2019-01-28 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2012-10-10 | 2015-11-10 | — |
| TD AMERITRADE, INC. | 2007-07-26 | 2008-02-28 | — |
| ALIGHT FINANCIAL SOLUTIONS, LLC | 2003-04-01 | 2006-12-18 | — |
| BANC ONE SECURITIES CORPORATION | 2002-04-18 | 2002-08-30 | — |