Lisa Smith is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-05-25 | present | Yes |
| LPL FINANCIAL LLC | 2013-05-01 | 2016-05-06 | — |
| CETERA INVESTMENT SERVICES LLC | 2012-07-23 | 2013-04-30 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-12-14 | 2011-07-12 | — |
| WADDELL & REED | 2009-07-09 | 2009-12-01 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 1998-05-12 | 2009-02-09 | — |