JAMES C WHITIS

JAMES C WHITIS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (5)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-09-01presentYes
FIRST ALLIED ADVISORY SERVICES, INC.2012-07-022020-11-12
FIRST ALLIED SECURITIES, INC.2005-09-192012-07-02
RAYMOND JAMES FINANCIAL SERVICES, INC.2003-08-122005-09-21
MORGAN STANLEY DW INC.1999-08-092003-07-15

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