CARROLL JEAN KLOTZ is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with STIFEL INDEPENDENT ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | 2024-01-17 | present | Yes |
| LPL FINANCIAL LLC | 2018-09-28 | 2024-01-31 | — |
| WINTRUST INVESTMENTS LLC | 2018-06-28 | 2018-09-28 | — |
| CITICORP INVESTMENT SERVICES | 2003-07-18 | 2005-05-03 | — |