Arthur Edward Rozema is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with SANCTUARY ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SANCTUARY ADVISORS, LLC | 2025-07-22 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-04-12 | 2025-06-12 | — |
| J.J.B. HILLIARD, W.L. LYONS, LLC | 2018-05-21 | 2019-04-08 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-04-17 | 2018-05-09 | — |
| ROBERT W. BAIRD & CO. INCORPORATED | 2004-10-06 | 2015-04-07 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1998-11-18 | 2004-10-04 | — |