THOMAS MICHAEL SWOFFER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with TALBOT FINANCIAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TALBOT FINANCIAL, LLC | 2018-05-21 | present | Yes |
| ROBERT W. BAIRD & CO. INCORPORATED | 2017-09-13 | 2018-05-30 | — |
| ASSET PLANNING & MANAGEMENT, INC. | 2017-01-25 | 2017-09-12 | — |
| WHV INVESTMENTS, INC. | 2003-05-02 | 2016-07-29 | — |