CARLOS CARRILLO

CARLOS CARRILLO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2022-05-18presentYes
CUNA BROKERAGE SERVICES, INC.2018-11-212022-05-18
QUESTAR ASSET MANAGEMENT, INC.2017-12-222018-11-09
CETERA INVESTMENT ADVISERS LLC2016-07-012017-10-30
INDEPENDENT FINANCIAL GROUP, LLC2015-04-132016-07-12
QUESTAR ASSET MANAGEMENT, INC.2006-09-062015-04-13
BANC OF AMERICA INVESTMENT SERVICES, INC.2002-03-222002-12-16

More