STEPHEN JAMES ROHDE is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-06-21 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2019-03-08 | 2023-06-27 | — |
| HILLTOP SECURITIES INC. | 2015-03-03 | 2019-03-12 | — |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2013-10-01 | 2015-04-13 | — |
| CROWELL, WEEDON & CO. | 2006-06-05 | 2013-10-02 | — |
| A. G. EDWARDS & SONS, INC. | 1997-07-08 | 2006-06-13 | — |