STEVEN L ROSSI is an investment adviser representative (IAR) with state registration records since 1995, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2014-03-14 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-05-14 | 2008-06-19 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-05-11 | — |
| MORGAN STANLEY DW INC. | 1995-12-31 | 2007-04-02 | — |