KELLY LYNN BAUMAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-06-24 | present | Yes |
| ICA GROUP WEALTH MANAGEMENT, LLC | 2021-06-11 | 2024-09-23 | — |
| CETERA ADVISORS LLC | 2018-03-12 | 2018-07-02 | — |
| NATIONAL PLANNING CORPORATION | 2016-12-08 | 2018-02-26 | — |
| INVESTMENT CENTERS OF AMERICA, INC. | 2015-01-02 | 2018-02-26 | — |
| SII INVESTMENTS, INC. | 2006-06-02 | 2018-02-26 | — |