JAMES ROY WOODFIN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | 2025-12-18 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-12-07 | 2010-01-19 | — |
| LIGHTHOUSE DREYFUS GROWTH ADVISORS | 2002-11-01 | 2005-07-01 | — |
| BNY MELLON SECURITIES CORPORATION | 2001-08-22 | 2005-06-30 | — |