JOHN LEWIS SMALLWOOD

JOHN LEWIS SMALLWOOD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with SMALLWOOD WEALTH MANAGEMENT.

Registration history (7)

FirmFromToCurrent
SMALLWOOD WEALTH MANAGEMENT2017-07-07presentYes
VESTGEN INVESTMENT MANAGEMENT, LLC2016-11-092017-08-25
COMMONWEALTH EQUITY SERVICES, LLC2011-05-162016-11-08
SECURITIES AMERICA ADVISORS, INC.2008-07-222011-05-17
SMALLWOOD CAPITAL MANAGEMENT2004-11-012005-11-29
CETERA ADVISORS LLC2004-01-012008-08-06
VESTAX SECURITIES CORPORATION2002-05-302004-01-01

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