Rufus Alston Roberts

Rufus Alston Roberts is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (6)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-02-08presentYes
MORGAN STANLEY SMITH BARNEY LLC2015-05-062022-11-17
PNC MANAGED ACCOUNT SOLUTIONS, INC.2014-01-302014-12-03
USAA FINANCIAL PLANNING SERVICES2012-06-042013-12-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232012-01-03
BANC OF AMERICA INVESTMENT SERVICES, INC.1998-01-012009-10-23

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