KEITH H TRAN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2011-07-22 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2011-07-26 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-06-16 | 2009-10-23 | — |
| MORGAN STANLEY DW INC. | 1997-07-08 | 2006-06-20 | — |