DAVID Z LI is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-03-15 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-07-05 | 2024-03-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2013-07-08 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-10-20 | 2009-10-23 | — |
| QUICK & REILLY, INC. | 2003-07-25 | 2004-10-20 | — |