James Joseph Dooling

James Joseph Dooling is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with ADVISORS ASSET MANAGEMENT, INC..

Registration history (5)

FirmFromToCurrent
ADVISORS ASSET MANAGEMENT, INC.2023-08-30presentYes
HARTFORD FUNDS MANAGEMENT COMPANY, LLC2022-12-012023-08-31
ORION PORTFOLIO SOLUTIONS, LLC2022-01-102022-09-01
ORION PORTFOLIO SOLUTIONS, LLC2020-10-162021-12-31
BRINKER CAPITAL INC2007-10-302020-10-16

More