Lisa Norcia-Appelbaum is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC..
| Firm | From | To | Current |
|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 2023-06-08 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2022-11-30 | 2023-06-13 | — |