MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. of CHICAGO, IL is an SEC-registered investment adviser (CRD 111135). Regulatory assets under management: $50.4B.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Pensions, Charities, Investment cos.
Showing 25 of 57 people.
| Name | Role | Location |
|---|---|---|
| Natalie Brown | DIRECTOR | Chicago, IL |
| James Shields | CHIEF COMPLIANCE OFFICER | Southlake, TX |
| Michael Edward Annin | FIDUCIARY SOLUTIONS DEPARTMENT, PRESIDENT | — |
| Richard Scott Price | DIRECTOR/EXECUTIVE CHAIRMAN; DIRECTOR/EXECUTIVE CHAIRMAN/CEO | — |
| Alasdair Robert James Cripps | REAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER | — |
| Lee Michael Gordon | WEALTH MANAGEMENT DEPARTMENT, CHAIRMAN | — |
| Joseph Patrick Hoffman | CURRENCY MANAGEMENT DEPARTMENT, PRESIDENT | — |
| Mary Jo Moon Hayes | CHIEF COMPLIANCE OFFICER | — |
| Jesse Joseph Keig | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/DIRECTOR | — |
| Brian David Price | HEAD OF ADVISORY SERVICES | — |
| Natalie Annette Brown | PRESIDENT/CEO | — |
| Jeffrey Michael Levine | DIRECTOR | — |
| Steven Charles Swierczewski | SENIOR MANAGING DIRECTOR, GLOBAL INVESTMENT MANAGEMENT DIVISION | — |
| GROSSMAN KENNETH STEVEN | SENIOR MANAGING DIRECTOR | — |
| CRIPPS ALASDAIR ROBERT JAMES | REAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER; SENIOR MANAGING DIRECTOR | — |
| TOLEDO MARK FRANK | SENIOR MANAGING DIRECTOR | — |
| VORISEK KATHRYN ANN | SENIOR MANAGING DIRECTOR | — |
| JOSEPH DIANA JILL | MANAGING DIRECTOR | — |
| BLACK CHESTER B | DIRECTOR | — |
| GORDON JOSEPH MICHAEL | CEO, WEALTH ADVISORS; CHAIRMAN, WEALTH ADVISORS; SENIOR MANAGING DIRECTOR (+1 more) | — |
| HAHN DONALD DALE | MANAGING DIRECTOR | — |
| TYREE JAMES CRAIG | CHAIRMAN, CEO & DIRECTOR | — |
| BUSSCHER ARNOLD BRADLEY | MANAGING DIRECTOR, SECRETARY; SENIOR MANAGING DIRECTOR, SECRETARY; SENIOR MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| PASKVAN KRISTIE PAULA | CFO; CFO, DIRECTOR | — |
| PRICE RICHARD SCOTT | CEO/PRESIDENT; CHAIRMAN, CEO, DIRECTOR; DIRECTOR (+4 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-07-22 | regulatory | THE SEC ALLEGED THAT THE FIRM VIOLATED SECTIONS 206(2) AND 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 PROMULGATED THEREUNDER | Final | $170K |