ROGER AUSTIN MOSS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-03-06 | present | Yes |
| IC ADVISORY SERVICES, INC. | 2016-06-21 | 2025-03-06 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-01-05 | 2016-06-17 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-10-20 | 2008-11-26 | — |
| QUICK & REILLY, INC. | 2002-11-21 | 2004-10-20 | — |