LIONEL ALBERT SHAW

LIONEL ALBERT SHAW is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with CARITAS INVESTMENT ADVISORS LLC.

Registration history (7)

FirmFromToCurrent
CARITAS INVESTMENT ADVISORS LLC2026-01-02presentYes
CARITAS INVESTMENT ADVISORS LLC2019-01-232025-12-31
CARITAS INVESTMENT ADVISORS LLC2016-11-102018-12-31
SUMMIT FINANCIAL GROUP INC2012-10-232016-12-14
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2011-07-222012-11-06
FIRST ALLIED SECURITIES, INC.2004-06-212011-07-26
WELLS FARGO INVESTMENTS, LLC2002-01-102004-05-14

More