Anthony Brookfield

Anthony Brookfield is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (5)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2025-08-28presentYes
UBS FINANCIAL SERVICES INC.2015-12-032025-09-09
CREDIT SUISSE SECURITIES (USA) LLC2006-06-222015-12-18
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-11-142006-06-22
WELLS FARGO INVESTMENTS, LLC2001-05-152003-12-02

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