FRANSHELL D DUMES

FRANSHELL D DUMES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (10)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2022-01-11presentYes
WELLS FARGO CLEARING SERVICES, LLC2017-09-152021-12-14
UBS FINANCIAL SERVICES INC.2011-04-052017-09-26
CHASE INVESTMENT SERVICES CORP.2010-06-182011-03-28
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-06-03
CITIGROUP GLOBAL MARKETS INC.2004-09-082009-06-01
MORGAN STANLEY DW INC.2003-08-182004-09-09
OPPENHEIMER ASSET MANAGEMENT INC.2003-04-152003-08-18
OPPENHEIMER & CO. INC.2003-01-032003-04-15
CIBC WORLD MARKETS CORP.2002-08-282003-01-03

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