NANCY ANN SEE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-03-25 | present | Yes |
| BMO HARRIS FINANCIAL ADVISORS, INC. | 2012-08-01 | 2021-03-29 | — |
| M&I INVESTMENT MANAGEMENT CORP. | 2011-03-22 | 2012-04-19 | — |
| M&I FINANCIAL ADVISORS, INC | 2009-09-16 | 2012-08-01 | — |
| MORGAN KEEGAN & COMPANY, LLC | 2007-06-19 | 2009-09-09 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-10-20 | 2007-06-08 | — |
| QUICK & REILLY, INC. | 2004-06-09 | 2004-10-20 | — |