Steven Robert Brown

Steven Robert Brown is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (8)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2021-02-14presentYes
LPL FINANCIAL LLC2018-01-182019-07-22
CAPITAL ONE ADVISORS, LLC2016-01-062018-01-26
HSBC SECURITIES (USA) INC.2012-01-302014-09-23
LPL FINANCIAL LLC2010-11-092012-01-19
CHASE INVESTMENT SERVICES CORP.2010-07-272010-10-12
HSBC SECURITIES (USA) INC.2006-06-072008-02-01
CHASE INVESTMENT SERVICES CORP.1999-03-312005-08-02

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